322 lines
25 KiB
Text
322 lines
25 KiB
Text
## Uganda
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-----
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* Poverty and inequality in Uganda are at a fluctuating level in Uganda, with poverty levels staying roughly stable and inequality slowly trending upward.
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* National poverty line set very low, potentially hiding additional households in states of deprivation and those in danger of reverting to poverty.
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* Inequality, poverty and informal economy in close circular relation in Uganda, presenting a vicious circle for those captive within.
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* Education levels of poor people are consistently low, with those of rural population more so.
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* Inadequate access to clean water can exacerbate these inequalities, directly influencing food security, rural child education and gender inequalities.
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* The district of Isingiro especially is dramatically below national average of clean water access, and in danger of exacerbation through climate change.
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-----
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<!-- intro/overall -->
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Uganda generally has a degree of inequality that fluctuates but over time seems largely unchanged,
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as does the share of people below its poverty line in recent years.
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The long-term level of income inequality in the country stayed relatively stagnant,
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with a Gini coefficient for the consumption per capita of 0.36 calculated for the 1992/93 census and a World Bank calculation of 0.43 for the year 2019,
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with the coefficient rising slighly in the years 2002/03 and 2009/10 during its fluctuation [@Atamanov2022, see also @fig-uga],
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while @Lwanga-Ntale2014 finds a slight upward trend over time.
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However, the aggregation masks several important distinctions:
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Rural inequality overall is lower than urban inequality, with @Lwanga-Ntale2014 finding Gini coefficients of 0.35 and 0.41 for 2012/13 respectively.
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Additionally, he sees inequalities between income quintiles primarily driven by the highest (0.25) and lowest (0.14) quintiles,
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whereas middle-income show lower Gini coefficients (0.05-0.07).
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These inequality levels remained mostly unchanged between 2012/13 and 2019/20 but hide qualitative dimensions such as the shift out of a lower-income agricultural livelihood predominantly taking place among older men who have at least some level of formal education and are from already more well-off households [@Atamanov2022].
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```{python}
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#| label: fig-uga
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#| fig-cap: "Gini index of consumption per capita for Uganda"
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gni_cnsmpt = uga[uga['resource'].str.contains("Consumption")]
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gni_cnsmpt_percapita = gni_cnsmpt[gni_cnsmpt['scale'].str.contains("Per capita")]
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gini_plot(gni_cnsmpt_percapita)
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```
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::: {custom-style="caption"}
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Source: Author's elaboration based on UNU-WIDER WIID (2022).
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:::
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<!-- poverty -->
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The World Bank [-@Atamanov2022] report goes on to examine the share of people below the poverty line in Uganda:
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around 30% of households are in a state of poverty in 2019/20,
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which once again fluctuated but roughly reflects the share of 30.7% households in poverty in 2012/13.
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Two surges in rural household poverty in 2012/2013 and 2016/17 can be linked to droughts in the country,
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with an improvement in 2019/20 conversely being linked to favorable weather conditions.
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@Ssewanyana2012 find that in absolute terms poverty fell significantly (from 28.5% in 2005/06 to 23.9% in 2009/10) but there are clear relative regional differences emerging,
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with Western Ugandan households increasing in poverty while Northern and Eastern households reduced their share of households below the poverty line.
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Additionally, they find that while transient poverty is more common than chronic poverty in Uganda,
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nearly 10% of households continue to live in persistent material deprivation.
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Lastly, for a long time it has been seen as an issue that Uganda puts its national poverty line too low with the line being put between 0.94 USD (2011 PPP) and 1.07 USD (2011 PPP) depending on the province (lower than the international live of 1.90 USD PPP),
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while @vandeVen2021 estimate a living income of around 3.82 USD (2011 PPP) would be required for a national poverty line that meets basic human rights for a decent living.
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In absolute terms, the bottom 40% of Uganda had a median daily income of 1.28 USD (2011 PPP) in 2016 which kept stable to 2019 [@WorldBank2022e].
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<!-- endowment/assets: education, ..? -->
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Esaku [-@Esaku2021; -@Esaku2021a] finds a somewhat circular driving relationship between Ugandan inequality, poverty and working in what calls the shadow economy:
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inequality increases the size of the informal economy, as a large subsistence sector creates revenue tax shortfalls,
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undermines the governments efforts to attain equitable income distributions in the economy and the creation of social safety nets for the poort, who, in turn,
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have to turn to the informal economy to secure their livelihoods,
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increasing its size both short- and long-term and feeding back into the cycle.
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@Cali2014 finds that, already, one of the primary determinants of income disparity in more trade-exposed markets of Uganda in the 1990s were the increasing education differences leading to more disparate wage premiums.
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Additionally, slow structural change ---
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further impeded by the onset of the COVID-19 pandemic, which pushed both urban and rural residents back into poverty ---
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leaves a low-productivity agricultural sector which becomes,
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in combination with a lack of education, the strongest predictor of poverty:
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the poverty rate in households with an uneducated household head (17% of all households) is 48% (2019/20),
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while already households with a household head possessing primary education (also 17% of all) nearly cuts this in half with 25% poverty rate (2019/20) [@Atamanov2022].
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The World Bank [-@WorldBank2022] calculated a Learning Poverty Indicator for Uganda which finds that 82% of children at late primary age are not proficient in reading, 81% of children do not achieve minimum proficiency level in reading at the end of primary schooling, and 4% of primary school-aged children are not enrolled in school at all.
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@Datzberger2018 argues these problems primarily exist in Uganda due to choosing an approach to education that is primarily assimilation-based, that is, intended to effect change at the individual-level through fostering grassroots education throughout society at large,
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instead of looking into more transformative policy approaches which would operate on a more systemic level,
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removing oppressive structures of inequality in tandem with government institutions at multiple levels.
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<!-- water access -->
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### Inequalities in access to drinking water
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Such personal circumstances as access to a timely education play decisive role in life and human capital development ---
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circumstances to which decent housing as well as access to clean water are equally fundamental building blocks [@Atamanov2022].
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In 1990 a policy initiative to shift from a supply-driven to a demand-driven model for rural drinking water provision was enacted which, over time,
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improved rural safe water coverage slightly but also made operation and maintenance of improved water sources pose a challenge that could impede long-term access to safe water.
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In the country, access to improved water sources rose from 44% in 1990 to 60% in 2004 and 66% in 2010 [@Naiga2015].
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In 2019, access to improved sources of drinking water in the country is at a level of 87% in urban areas and 74% in rural areas, with relatively little inequality in rural regions between poor and non-poor households [@Atamanov2022].
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Health care facilities in rural areas are generally well connected to improved sources with 94% of facilities having access to public stand posts, protected spring technology, deep boreholes and some to rain harvesting tanks, gravity flow schemes or groundwater-based pumped piped water supplies [@Mulogo2018].
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Thus, individual households are generally less well connected than health care facilities,
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and rural households in turn less well than urban households.
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<!-- Isingiro district -->
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The same study found for the Isingiro district in Western Uganda on the other hand, in 2010,
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only 28% of households had access to improved water [@Mulogo2018].
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@Naiga2015 investigated the characteristics of improved water access in the Isingiro district, finding that whereas the national average distance to travel for a water source is 0.2km in urban and 0.8km in rural locations, in Isingiro it is 1.5km,
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and of the fewer existing improved water sources, only 53% were fully functional,
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with 24% being only partly functional (having only low or intermittent yield) and 18% not being functional at all.
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Additionally, they found blocked drainage channels in some of the sources which could in turn lead to a possible health risk due to contamination of the source.
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@Naiga2018 argues that some reasons for the low access to working improved water sources is the absence of many of the organizational characteristics prescribed by the design principles of community-managed water infrastructure management ---
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unclear social boundaries, missing collective-choice arrangements and a lack of sanctions or conflict resolution mechanisms ---
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in other words, a policy failure resulting in lack of sufficient self-governance arrangements.
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Such inequalities in water access often stand in direct relationship with other inequalities such as along gender, geographic or income dimensions,
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with fetching water traditionally being a female care role, the cost of user fees to gain access to improved water being prohibitive to poorer households, while the remoteness of many households' location makes the trekk to the source more time-consuming and replacement parts for repairs difficult to source in an adequate time [@Naiga2015].
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<!-- water access during extreme events -->
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Looking into the effects of climate change and its accompanying increase in climate shock events, especially droughts, on such gender roles,
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@Nagasha2019 find that it gender roles adapt while gender inequalities tend to increase,
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with men participating more in firewood collection and water fetching but generally focused on assuming a single reproductive role while women played multiple roles simultaneously.
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Two effects they found of this exacerbation were the women often being forced to engage their children in work activities to manage the simultaneous workload, and women, due to their exclusion from landownership in the region, being brought further into a state of dependence and thus made even more vulnerable to future climate change effects.
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Water supply use seems to experience little change during emergency situations, and people's willingness (or ability) to pay for water is also too small to maintain water revenue without addressing the disparity in socio-economic attributes of households [@Sempewo2021; @Sempewo2021a].
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Taken together, this hints at one possibility of subsequent health disparity increases due to prior income inequalities and poverty during emergency situations such as climate shocks.
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Access to water is also one of the primary reasons for both real and perceived food insecurity vulnerabilities, even more so during climate shocks.
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In Uganda, @Cooper2016 investigate the vulnerability of rural farmers to climate events and find that, while most farmers implement anticipatory and livelihood coping responses (54.7%),
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many responses only protect against very specific events (45.4%) and most had no response at all to coping with rainfall variability:
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while farmers with more land, education, access to government extensions and non-farm livelihoods have more capacity to buffer the shock,
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both wealthier farmers (droughts as highest perceived risk) and poor farmers (extreme rainfall as highest) perceive themselves most vulnerable to rainfall-based events.
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In the Isingiro district, @Twongyirwe2019 find that most farmers (68.6%) perceive food insecurity as a problem with the overwhelming majority seeing droughts as the major contributory issue to this food insecurity (95.6%).
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They also find that mainly higher-income and larger farms see it as less of a problem,
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while 13% of all farmers report that they did not, or could not, do anything to respond to the drought effects.
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Lastly, even for inhabitants of wetland areas, droughts can pose problems.
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@Yikii2017, looking at the prevalence and determining factors of food insecurity in wetland adjacent areas in the district, find that 93% of households within wetlands are already food insecure due to poverty, low levels of labor productivity and low levels of education,
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which they argue would worsen in droughts unless the government finds ways of promoting food and nutrition education, alternative income generating activities, drought resistant crop varieties and ways of water conservation.
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Uganda houses around 1.3 million refugees in 13 refugee camps located in 11 districts across the country,
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including Nakivale refugee camp in the Isingiro district.
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In refugee camps, water continues to be a scarce resource:
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While concrete reports on refugee camps in the Isingiro district are scarce,
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the circumstances in neighboring refugee camps have more received more quantification,
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with only 67% of the Kyangwali refugee camp having access to improved water sources and only 46% access to sanitation service facilities [@Calderon-Villarreal2022].
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Little access to sanitation sites can in turn negatively affect access to clean water if no improved water sources are nearby,
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as was the case with a prolonged cholera outbreak in Kyangwali due to a contaminated stream in 2018 [@Monje2020].
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Such resource scarcity can also be a gendered problem,
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with predominantly girls and young women experiencing an increased amount of sexual and gender based violence as access to resources (especially water, food and firewood) becomes more scarce [@Logie2021].
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In Nakivale refugee camp growing numbers of refugees have arrived throughout 2022,
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many re-situated from other Ugandan refugee camps [@UNHCR2022].
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Here, water scarcity is an increasingly urgent issue,
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with its primary reasons being a limited waste management system exacerbating Lake Nakivale's water quality degradation and a poor state of water reticulation:
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a large number of non-functioning tap stands,
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underfunded and non-functioning water treatment plants,
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while peripheries of the settlement are not covered by water supply at all [@UNHCR2020].
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<!-- conclusion -->
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Thus, while Uganda's poverty and inequality are not trending towards drastically worsening over the last years,
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hidden disparities bring its issues in focus once disaggregated:
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Nationally, poverty is a looming transient affair for many households, more if increasing the country's very low national line of poverty.
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Inequality derives itself partly from this poverty, making it necessary for many to accept informal work which, taken at large, in turn fosters further national inequality.
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The role education plays in Uganda's allocation of poverty cannot be overstated, with especially many rural children not having adequate opportunity to access timely education.
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This disparity could be exacerbated by poor quality access to clean water through improved water sources,
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which in turn worsens food securities, retrenches gender role inequalities and precludes more children from their education.
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In the district of Isingiro in West Uganda access to water is considerably below the national average,
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with policy failures during implementation now leading to partly or non-functional water sources.
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The problem runs danger of deteriorating with an increased amount of climate shocks such as droughts threatening to exacerbate existing inequalities and drive further households into poverty.
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<!-- development assistance -->
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### Development assistance to Uganda
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```{python}
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# Load CRS data
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dfsub1 = pd.read_csv('data/raw/OECD_CRS/CRS1_Uganda_11-13_05092022214241555.csv', parse_dates=True, low_memory=False)
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dfsub2 = pd.read_csv('data/raw/OECD_CRS/CRS1_Uganda_14-16_05092022213749491.csv', parse_dates=True, low_memory=False)
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dfsub3 = pd.read_csv('data/raw/OECD_CRS/CRS1_Uganda_17-20_05092022213356210.csv', parse_dates=True, low_memory=False)
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df = pd.concat([dfsub1, dfsub2, dfsub3], ignore_index=True)
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df = df.rename(columns={'\ufeff"DONOR"': 'DONOR'})
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```
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```{python}
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#| label: fig-uga-aid-financetype
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#| fig-cap: "Total ODA for Uganda per year, by financing type"
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#| column: page
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totals = df.loc[
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(df['SECTOR'] == 1000) & # Total
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(df['CHANNEL'] == 100) &
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(df['AMOUNTTYPE'] == 'D') &
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(df['FLOWTYPE'] == 112) &
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(df['AIDTYPE'] == "100") # contains mixed int and string representations
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]
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financetotals = totals.copy()
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financetotals = financetotals[financetotals['DONOR'] < 20000] # drop all 'total' aggregations
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## count amount of development aid financing instruments (grants/loans) by year and display
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## count USD amount of development aid financing instumrnets by year and display
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financetotals_grouped = financetotals.groupby(['Flow', 'Year']).agg({'Value': ['sum']})
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financetotals_grouped = financetotals_grouped.reset_index(['Flow', 'Year'])
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financetotals_grouped.columns = financetotals_grouped.columns.to_flat_index()
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financetotals_grouped.columns = ['Financetype', 'Year', 'Value']
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fig = px.line(financetotals_grouped, x='Year', y='Value', color='Financetype', labels={"Value": "Development aid amount, in millions of USD"}, markers=True, template="seaborn")
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# 0-figure
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fig.update_yaxes(rangemode="tozero")
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fig.show()
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```
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::: {custom-style="caption"}
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Note: Values shown are for all Official Development Assistance flows valid under the OECD CRS data, split into the type of financing flow, calculated as constant currency (2020 corrected) USD millions.
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Source: Author's elaboration based on OECD ODA CRS (2022).
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:::
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Overall Ugandan development aid reception is high, with over 1.5bn USD granted as official development assistance in 2011 as seen in @fig-uga-aid-financetype.
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The Official Development Assistance overall further increased to over 2.2bn USD in 2019,
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before rapidly increasing in 2020 to over 3.0bn USD.
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The overall trend of increasing aid money is largely due to increases in development grants which especially increased from 2015 to 2017.
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In general, development loans play a smaller role in absolute terms:
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Whereas in 2011 around 1.2bn USD funds came in the form of grants, only around 300m USD were in the form of loans.
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The absolute portion of loans slowly increased until 2019 to just over 500m USD,
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before significantly increasing in 2020, tripling to almost 1.5bn USD.
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```{python}
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#| label: fig-uga-aid-donortype
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#| fig-cap: "Total ODA for Uganda per year, separated by donor type"
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#| column: page
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totals = df.loc[
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(df['SECTOR'] == 1000) & # Total
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(df['FLOW'] == 100) &
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(df['CHANNEL'] == 100) &
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(df['AMOUNTTYPE'] == 'D') &
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(df['FLOWTYPE'] == 112) &
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(df['AIDTYPE'] == "100") # contains mixed int and string representations
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]
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donortotals = totals.copy()
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donortotals["Donortype"] = donortotals["DONOR"].map(donortypes)
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donortotals = donortotals[(donortotals["Donortype"] != "nondac")]
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donortotals_grouped = donortotals.groupby(['Donortype', 'Year']).agg({'Value': ['sum']})
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donortotals_grouped = donortotals_grouped.reset_index(['Donortype', 'Year'])
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donortotals_grouped.columns = donortotals_grouped.columns.to_flat_index()
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donortotals_grouped.columns = ['Donortype', 'Year', 'Value']
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fig = px.line(donortotals_grouped, x='Year', y='Value', color='Donortype', labels={"Value": "Development aid amount, in millions of USD"}, markers=True, template="seaborn")
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# 0-figure
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fig.update_yaxes(rangemode="tozero")
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fig.show()
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```
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::: {custom-style="caption"}
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Note: Values shown are for all Official Development Assistance flows valid under the OECD ODA data, split into bilateral development donor countries (dac) and multilateral donors (mlt), as constant currency (2020 corrected) USD millions.
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Source: Author's elaboration based on OECD ODA CRS (2022).
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:::
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In terms of predominant donor types, bilateral aid to Uganda was much higher than multilateral aid to the country until 2019.
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In 2011 only about 400m USD were provided through multilateral donors while almost 1.2bn USD were provided via bilateral donors,
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though the multilateral contributions quickly grew to over 600m USD in 2013.
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Despite a single significant decrease of multilateral aid in 2014, the amount of multilateral aid kept generally stagnant until 2018,
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when the amount first increased to 800m USD in 2019 and subsequently to over 1.7bn in 2020.
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```{python}
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#| label: tbl-uga-aid-watersupply
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#| tbl-cap: "ODA projects of water and sanitation supply in Uganda per year, separated by project type"
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#| column: page
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# 14020-22 - large scale potable water
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# 14030-32 - individual-level water and sanitation supply
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# 14081 - education and training in water supply
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totals = df.loc[
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( (df['SECTOR'] == 14020) |
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(df['SECTOR'] == 14021) |
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(df['SECTOR'] == 14022) |
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(df['SECTOR'] == 14030) |
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(df['SECTOR'] == 14031) |
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(df['SECTOR'] == 14032) |
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(df['SECTOR'] == 14081)
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) &
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(df['CHANNEL'] == 100) &
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(df['AMOUNTTYPE'] == 'D') &
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((df['FLOW'] == 11) | (df['FLOW'] == 13)) & # Total
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(df['FLOWTYPE'] == 112) &
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(df['AIDTYPE'] == "100") # contains mixed int and string representations
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]
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wateraid = totals[totals['DONOR'] < 20000] # drop all 'total' aggregations
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# Aggregate different measures of large scale water supply and sanitation
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wateraid.loc[wateraid[(wateraid['SECTOR'] == 14021) | (wateraid['SECTOR'] == 14022)].index, 'SECTOR'] = 14020
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wateraid.loc[wateraid[(wateraid['SECTOR'] == 14020)].index, 'Sector'] = "Water supply and sanitation - large systems"
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# Aggregate different measures of individual water supply and sanitation
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wateraid.loc[wateraid[(wateraid['SECTOR'] == 14031) | (wateraid['SECTOR'] == 14032)].index, 'SECTOR'] = 14030
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wateraid.loc[wateraid[(wateraid['SECTOR'] == 14030)].index, 'Sector'] = "Basic drinking water supply and basic sanitation"
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# Group by sector per year and sum all values
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wateraid_grouped = wateraid.groupby(['Year', 'Sector']).agg({'Value': ['sum']})
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wateraid_grouped = wateraid_grouped.reset_index(['Year', 'Sector'])
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wateraid_grouped.columns = wateraid_grouped.columns.to_flat_index()
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wateraid_grouped.columns = ['Year', 'Sector', 'Value']
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crosstab = pd.crosstab(wateraid_grouped['Year'], wateraid_grouped['Sector'], margins=True, values=wateraid_grouped['Value'], aggfunc='sum')
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# Rename and reorder columns
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crosstab.columns = ['Basic water supply', 'Education and training', 'Large water supply', 'All']
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crosstab = crosstab[['Basic water supply', 'Large water supply', 'Education and training', 'All']]
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Markdown(tabulate(crosstab.fillna("0.00"), headers="keys", tablefmt="github", floatfmt=".2f"))
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```
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::: {custom-style="caption"}
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Note: Values shown are for all Official Development Assistance flows valid under the OECD CRS data, calculated as constant currency (2020 corrected) USD millions. The categories under analysis are large- and small-scale water supply and sanitation infrastructure projects as well as education and training for the management of water supply infrastructure.
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Source: Author's elaboration based on OECD ODA CRS (2022).
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:::
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The breakdown of development aid to water supply infrastructure and education projects can be seen in @tbl-uga-aid-watersupply.
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It shows that overall the contributions to improve water access have been increasing, starting at 42.27m USD in 2011 and climbing to 146.43m USD by 2020.
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The development funds are broken down into three categories:
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Basic water supply improvement, large water supply improvement and education and training.
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Education and training encompasses training for both professionals in the field itself and service providers.
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Water supply improvement is broken down into funds for large systems ---
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potable water treatment plants, intake works, large pumping stations and storage, as well as large-scale transmission and distribution systems ---
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and more individual-level basic water supply,
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such as handpumps, gravity wells, rainwater collection systems, storage tanks, and smaller, often shared, distributions systems.
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The basic water supply encompasses a more endpoint-oriented collection of measures, often situated in rural locations.
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Both the large and small scale categories encompass sanitation,
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with larger-scale sewage pumping stations and trunk sewers, as well as smaller on-site disposal and sanitation systems, latrines and alternative systems.
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This is due to most infrastructure projects missing the concrete dimensions to separate water supply from sanitation in the data,
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either due to infrastructural overlap or missing data points.
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The split shows that while basic water supply infrastructure projects tended to see contributions between 10m USD and 20m USD,
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with little overall increase from 2011 to 2020.
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Large-scale water supply and sanitation projects have, however, seen a significant increase over time, starting at a contribution of 17m USD in 2011 and receiving a 125.15m USD contribution in 2020.
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This may speak to the necessity of larger infrastructure in place before more basic water supply infrastructure can make use of it,
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or the provision of large infrastructure at the cost of implementations at smaller scales.
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Education and training for water infrastructure management and service provision, while still receiving contributions of 14.53m USD and 12.40m USD in 2011 and 2012 respectively,
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significantly decrease over the next years to amounts continuously under one million.
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The monetary focus for aid provision thus lies on large-scale water supply and sanitation projects for these years.
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